James, McElroy & Diehl attorneys are experienced in providing representation to individuals and business entities in Federal tax audits, as well as in audits conducted by North Carolina and South Carolina taxing authorities. In civil audit contexts, we understand the tax examination process and the different dynamics that characterize a serious, aggressive audit versus a […]
SEC Investigations
James, McElroy & Diehl lawyers are experienced in representing individuals (including those with professional licenses) and business entities in SEC investigations and prosecutions. We have successfully used the Wells submission process to persuade the SEC to refrain from regulatory action against our clients, and we have successfully negotiated acceptable resolutions of SEC investigations.
